3.16 - How Lenses Work
Convex and concave lenses
- Lenses form images by refracting light and changing its direction.
- There are two main types of lens, and they have opposite effects on the rays passing through them.
Convex (converging) lenses
- A convex lens bulges outwards, so it's thickest at its centre and thinnest at its edges.
- It brings parallel rays of light together (it converges them).
- Rays hitting the lens parallel to its axis meet at the principal focus.
Concave (diverging) lenses
- A concave lens caves inwards, so it's thickest at its edges and thinnest at its centre.
- It makes parallel rays of light spread out (it diverges them).
- Rays hitting the lens parallel to its axis appear to come from the principal focus - tracing the emerging rays back, they all appear to meet at this point.
How rays bend
- A ray bends towards the normal as it enters the lens, and away from the normal as it leaves.
- A ray that passes through the optical centre of either lens isn't bent - it carries straight on without refraction.

Focal length is the distance from the lens to the principal focus.
Axis, principal focus and focal length
Three terms describe how a lens behaves:
- Axis - An imaginary straight line through the middle of the lens, perpendicular to it. Also called the principal axis.
- Principal focus - For a convex lens, the point where rays hitting the lens parallel to the axis are brought together. For a concave lens, the point those rays appear to come from when traced back. There's a principal focus on each side of the lens.
- Focal length - The distance from the centre of the lens to the principal focus.

How rays refract through a convex lens
Three rules predict where a convex (converging) lens sends any ray:
- An incident ray parallel to the axis refracts through the lens and passes through the principal focus on the other side.
- An incident ray passing through the principal focus refracts and then travels parallel to the axis.
- An incident ray passing through the centre of the lens carries straight on in the same direction.
Simplifying the refraction:
- A ray actually refracts twice - once entering the lens, once leaving.
- These rules let each ray be treated as if it changes direction only once as it passes through the lens.

How rays refract through a concave lens
Three rules describe how a concave (diverging) lens refracts rays:
- An incident ray parallel to the axis refracts so it travels in line with the principal focus, appearing to have come from the principal focus on the same side as the incident ray.
- An incident ray heading towards the principal focus on the far side refracts and then travels parallel to the axis.
- An incident ray passing through the centre of the lens carries straight on in the same direction.

Real and virtual images
An image forms where all the light rays from a point on an object come together, or appear to come together.
The two kinds of image
- Real image - The light rays actually meet at the image. Because the light really is there, a real image can be captured on a screen (for example, on the retina at the back of the eye).
- Virtual image - The light rays only appear to come from the image. Tracing the emerging rays back, they meet at a point the light never actually reaches, so a virtual image cannot be captured on a screen (for example, the image seen through a magnifying glass).
To describe an image fully, state:
- whether it's bigger or smaller than the object,
- whether it's upright or inverted,
- whether it's real or virtual.

A concave lens always forms a virtual image
A concave (diverging) lens always produces a virtual image, wherever the object is placed. The image is always:
- upright (the right way up),
- smaller than the object,
- on the same side of the lens as the object, between the object and the lens.
The further the object is from the lens, the smaller the image becomes.

The magnification formula
Magnification compares the size of the image with the size of the object.
- Magnification is a ratio, so it has no units.
- Both heights must be in the same units (for example mm or cm).
- Magnification less than 1 means the image is smaller than the object; greater than 1 means the image is larger.
Worked example - Magnification of a magnifying lens
A coin 20 mm across is viewed through a magnifying lens. The virtual image of the coin is 50 mm across. Calculate the magnification of the lens.

Step 1 - Formula
Step 2 - Substitution and calculation
The magnification is 2.5, so the image is 2.5 times the size of the coin. Because it's greater than 1, the image is larger than the object.
Correcting short sight and long sight
- The eye contains a convex lens that focuses light onto the retina at the back of the eye, forming a real image.
- If the image doesn't fall on the retina, it looks blurry.
- Lenses worn in front of the eye correct this.
Short sight
- A short-sighted person can't focus on distant objects.
- The eye is too powerful, or the eyeball too long, so the image of a distant object forms in front of the retina.
- A concave (diverging) lens spreads the light out before it enters the eye, focusing the image onto the retina.
Long sight
- A long-sighted person can't focus on near objects.
- The eye is too weak, or the eyeball too short, so the image of a near object forms behind the retina.
- A convex (converging) lens begins converging the light before it enters the eye, focusing the image onto the retina.
